Capital Market MCQ

What Is Capital Market MCQ

Capital market is referred to as a market where trading of financial securities like stocks, bonds, etc takes place between buyer and seller of those securities. The buyers and sellers of these markets are either individuals or institutions.

Following are some of the multiple choice questions on the capital market with answers that will help the students in developing their knowledge.

41The type of exchange members who only buy and sell for their personal account are classified as

1. non-investment traders
2. professional traders
3. commercial traders
4. investment traders

ANSWER: b 

42 The financial institutions having loans swapped for bonds can sell all the bonds in

1. under-developed markets
2. developed markets
3. primary markets
4. secondary markets

ANSWER: d 

43 The Securities and Exchange Board of India was not entrusted withthe function of

A. Investor protection

B. Ensuring fair practices by companies

C. Promotion of efficient services by brokers

D. Improving the earning of equity holders

ANSWER: d 

44 To regulate scam in Indian capital market, which of the following body has regulatory power:

1. a) SEBI
2. b) RBI
3. c) SBI
4. d) None of these

Ans: A

45 Which trading individuals has SEBI decided to grant a unified license to operate in commodity derivative and equity markets?

1. Clearing Members
2. Brokers
3. NBFCs
4. Only a and b
5. All the above

ANSWER: d 

46) What is the latest amendment to the FPI regulations by capital and commodities market regulator SEBI?

1. Barring Indians, NRIs and entities beneficially owned by NRIs from trading
2. Barring Indians, NRIs, and entities beneficially owned by NRIs from being owners of participatory notes
3. Barring Indians and NRIs from FDI in India
4. None of the above

ANSWER: b 

47 SEBI has allowed celebs to endorse which products?

1. Stocks and shares
2. Mutual funds
3. Dividends
4. Insurance

ANSWER: b

48 SEBI announced plans to tighten regulations for which type of trading?

1. Spot trading
2. Investor trading
3. Algorithmic trading
4. None of the above

ANSWER: Algorithmic trading

49 Which financial body has asked intermediaries and companies to make regulatory payments in digital mode?

1. SEBI
2. RBI
3. NSE
4. BSE

ANSWER: a 

50 SEBI has relaxed investment rules for which funds?

1. Angel Funds
2. Mutual Funds
3. Debt Funds
4. None of the above

ANSWER: Angel Funds