( 180+ Best ) Investment Management MCQ

Investment Management MCQ

Definition Of Investment Management

Investment management refers to the handling of financial assets and other investments—not only buying and selling them. Management includes devising a short- or long-term strategy for acquiring and disposing of portfolio holdings. It can also include banking, budgeting, and tax services and duties, as well.

1. 1. _______________— is a clearing member but not a trading member
      1. Clearing banks
      2. Self clearing member
      3. Clearing member
      4. Custodian
   2. If the custodian rejects a trade , the obligator is assigned back to the ______________
      1. Investor
      2. Trading member
      3. Clearing bank
      4. Depository
   3. A clearing member receives shares during _______________________
      1. Pay –in
      2. Pay-out
      3. Auction
      4. Funds settlement
   4. The market for government securities comprises the securities issued by the ___________
      1. Central Government
      2. State Government
      3. State sponsored entities
      4. All of the above
   5. The_______________ arises if a party discharges his obligations but the counterparty defaults
      1. Replacement cost risk
      2. Principal risk
      3. Systematic risk
      4. Unsystematic risk
   6. The ______________ combines the features of cash as well as features market
      1. Account period settlement
      2. Rolling settlement
      3. T+2 settlement
      4. T+1 settlement
   7. Under the T+2 rolling settlement at NSE , Auction takes place on_____________________
      1. T+0
      2. T+1
      3. T+2
      4. T+3
   8. Under the T+2 rolling settlement at NSE custodial confirmation takes place on
      1. T+0
      2. T+1
      3. T+2
      4. T+3
   9. In rest payments of the following bonds are based  wholesale price Index/consumer price Index
      1. SBI bonds
      2. RBI bonds
      3. Zero coupon bonds
      4. Indexed bonds
   10. ______________ are standardized , exchange traded contracts
       1. Swaps
       2. Forwards
       3. Futures
       4. FRA’s