( 180+ Best ) Investment Management MCQ

Investment Management MCQ

Definition Of Investment Management

Investment management refers to the handling of financial assets and other investments—not only buying and selling them. Management includes devising a short- or long-term strategy for acquiring and disposing of portfolio holdings. It can also include banking, budgeting, and tax services and duties, as well.

1. 1. ____________________________is a clearing member but not a trading member
      1. Clearing banks
      2. Self clearing member
      3. Clearing member
      4. Custodian
   2. ________________performs novation for transactions in Govt securities
      1. Clearing corporation of India ltd(CCIL)
      2. National securities clearing corporation ltd (NSCCL)
      3. National stock exchange(NSE)
      4. National depositary services ltd(NDSL)
   3. __________________trades are essentially forward transactions in a security which in still to be issued
      1. Forward
      2. If issued
      3. When issued
      4. None of the above
   4. Arbitrageurs are one of the participants in the derivations market, true or false
      1. True
      2. False
   5. Speculators use derivatives as Hedging tools. True or false
      1. True
      2. False
   6. _____________________–is the total member of outstanding contracts that are held by market participants at the end of each day
      1. Outstanding position
      2. Outstanding interest
      3. Open position
      4. Open interest
   7. ___________________deals with listing of securities on stock exchanges
      1. NSDL
      2. RBI
      3. SC( R)R,1957
      4. SC( R)A,1956
   8. _______________obligates the depositories to maintain ownership records of securities and effect changes in such records electronically at the behest of the owner of the securities
      1. The depositories act, 1996
      2. SEBI act,1992
      3. SC( R)Act,1956
      4. Companies Act, 1956
   9. Are secured loans a part of liability or asset in balance sheet?
      1. Liability
      2. Asset
      3. None of these
   10. The client registration form is filled by the client when ___________________
       1. Client deliver spurious shares
       2. Broker has to file FIR against client
       3. Clients enrolls himself with the broker
       4. Client defaults in making payments