( 180+ Best ) Investment Management MCQ

by Mr. DJ

Investment Management MCQ

Definition Of Investment Management

Investment management refers to the handling of financial assets and other investments—not only buying and selling them. Management includes devising a short- or long-term strategy for acquiring and disposing of portfolio holdings. It can also include banking, budgeting, and tax services and duties, as well.

Investment Management MCQ

    1. When a user logs in for the first time in the trading system of CM segment, he has to enter the default password provided by the exchange. What is this default password?
      1. NEAT
      3. NEAT CM
    2. If the eighth and ninth character of the ISIN is mentioned as 12, what does it indicate
      1. Security is deep discount bond
      2. Security is a floating rate bond
      3. Security is regular return bond
      4. Security is step discount bond
    3. VaR margin is charged at differential rate on the ____________________position of the client in each security
      1. Only sale
      2. Only buy
      3. Gross outstanding
      4. Net outstanding
    4. SEBI (intermediaries) regulations 2008 are not applicable for foreign venture capital investors
      1. True
      2. False
    5. NSE’s certification of financial market is not a _______________testing and certification system
      1. Nation wide
      2. Conventional;
      3. Fully automated
      4. Online
    6. _________________________price is the price for orders after the orders get triggered from the stop loss book
      1. Limit
      2. Trigger
      3. None of the above
    7. Under the member constituent agreement, trading members are required to make the clents aware of which of the following
      1. Trading segment in which the trading member admitted
      2. SEBI registration number
      3. Basic risks involved in trading on the exchange
      4. b,c
      5. a,b
      6. a,c
      7. a,b,c
    8. which of the following is demanded to be price sensitive information
      1. Periodical financial results of the company
      2. intended declaration of individuals
      3. issue of securities or buy back of securities
      4. any major expansion plans or execution of new projects
      5. b,c,d
      6. a,b,c,d
      7. c,d
      8. a,b,c
    9. mutual funds in India follow a 3-toer structure
      1. true
      2. false
    10. the sponsor registered the mutual fund with SEBI after forming the trust
      1. false
      2. true

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