( 180+ Best ) Investment Management MCQ

by Mr. DJ

Investment Management MCQ

Definition Of Investment Management

Investment management refers to the handling of financial assets and other investments—not only buying and selling them. Management includes devising a short- or long-term strategy for acquiring and disposing of portfolio holdings. It can also include banking, budgeting, and tax services and duties, as well.

Investment Management MCQ

  1. transfer mange investor’s money
    1. true
    2. false
  2. only the physical securities are held by the custodian
    1. true
    2. false
  3. for a scheme to be defined as equity fund, it must have  minimum
    1. 65% in Indian equities
    2. 65% in equities
    3. 51% Indian equities
    4. 35% in Indian equities
  4. The FIIs can invest in a company up to ____________________% of the paid up capital of the company, their percentage can be increased up to the scrotal cap as applicable to the Indian companies by passing resolution of its board of directors
    1. 32
    2. 26
    3. 28
    4. 24
  5. Which of the following requirements by intermediaries are laid down by the SEBI(intermediaries) regulations, 2008 for all the intermediaries
    1. grant of registration
    2. code of conduct
    3. common precedence for action in case of default
      1. b,c
      2. a,b,c
      3. b
      4. a,b
  6. Which of the following is not a delivery report?
    1. Member wise withheld securities statement
    2. Margin report
    3. Client allocation details
    4. Demat final delivery statement
  7. The securities market has two segments. Primary and secondary, is the above statements true or false
    1. False
    2. True

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